CLINICAL STUDY PROTOCOL
PART I:
STUDY ID (ML16865)
Rituximab (MabtheraÒ) as single agent and in
combination with
interferon-a2a
(Roferon-AÒ), a phase III randomized trial in patients with follicular
or other CD20+ low-grade (indolent) lymphoma.
r
F. Hoffmann-La Roche LTD
and
The Nordic Lymphoma Group
Date of protocol: Final May 27 2002
AMENDED January 27, 2003 (amendment document 1)
AMENDED July 23, 2003 (amendment document 2)
AMENDED March 29, 2005 (amendment document 3)
AMENDED September 18, 2006 (amendment document 4)
CONFIDENTIALITY STATEMENT
The information contained in this document is the property of F. Hoffmann-La Roche LTD and therefore is provided to you in confidence for review by you, your staff, an applicable Ethics Committee/Institutional Review and regulatory authorities. It is understood that the information will not be disclosed to others without prior written approval from F. Hoffmann-La Roche LTD, except to the extent necessary to obtain informed consent from those persons to whom the medication may be administered
SYNOPSIS
TRIAL ID: ML16865
Protocol title: Rituximab (Mabtheraâ) as single agent and in combination with
interferon-a2a (Roferon-Aâ), a phase-III randomized trial in patients with
follicular or other CD20+ low-grade (indolent) lymphoma.
LIST OF INVESTIGATORS
Writing committee:
Principal Investigator: Eva Kimby
Center no.: 1
Address: Dept of Haematology, Huddinge University Hospital, S 141 86 Huddinge, Sweden
Telephone no.: +46 8 58 58 00 00
Fax no.: +46 8 774 87 25
Investigator: Hans Hagberg
Center no.: 2
Address: Dept of Oncology, Academic Hospital, S 751 85 Uppsala, Sweden
Telephone no.: +46 18 66 55 29
Fax no.: +46 18 66 55 28
Investigator: Björn Östenstad
Center no.: 50
Address: Dept of Oncology, Ullevål Hospital, N 0407 Oslo, Norway
Telephone no.: +47 22 11 75 31
Fax no.: +47 22 11 93 18
Investigator: Mads Hansen
Center no.: 30
Address: Dept of Haematology, Rigshospitalet, DK 2100 Copenhagen, Denmark
Telephone no.: +45 35 45 35 45
Fax no.: +45 35 45 48 41
TRIAL ID: ML16865
Protocol
title: Rituximab
(MabtheraÒ) as single agent and in combination
with interferon-a2a (Roferon-AÒ), a phase-III randomized trial
in patients with follicular or other CD20+ low-grade
(indolent) lymphoma.
Protocol version Final
Sponsor F. Hoffmann-La Roche, LTD
Project Phase III
Indication Lymphoma
Objectives Primary
objective
To compare time to treatment failure (TTF) between the two
treatment groups.
Secondary
objectives
To determine (after total treatment)
1) clinical objective response rate and quality
(complete and partial remission, molecular
response rate).
2) response duration
3) time to progression
4) overall survival
Study design Prospective, open label, randomized, multicentre trial.
Planned sample size 313
Total no. of centers 25 - 30
Selection
criteria Patients with an established diagnosis of CD20+ low grade
(indolent) lymphoma of follicular (grade 1-3a) and marginal
zone type (WHO criteria). Also small lymphocytic lymphoma
(SLL) without a B-CLL immunophenotype and other indolent
lymphoma, not otherwise specified will be included.
B-CLL, mantle cell lymphoma and lymphoplasmacytic
lymphoma (Waldenström’s disease) are excluded.
CD20+ tumor cells as determined by either lymph node
and / or bone marrow immunohistochemistry and flow
cytometry.
Patients with bulky stage II, stage III or stage IV tumors. No
prior chemotherapy or less than 6 months chlorambucil or
cyclophosphamide treatment (with CR or PR and a response
duration > 9 months). Prior chemotherapy or
radiotherapy must
have been finalized > 9
months before enrollment into this
study. Patients age must be > 18
years and the performance
status (WHO) 0-2.
Study
medication Patients
will randomly be allocated to:
Reference treatment
Rituximab (MabtheraÒ) is
given during 4 weeks (the cycle
length is 4 weeks). Patients obtaining MR, PR or CR after the
first cycle will receive another for a total of two cycles.
Experimental treatment
Interferon-a2a (RoferonÒ) is given during week 1-5 and
Rituximab (MabtheraÒ)
during week 3-6 (the cycle length is 6
weeks). Patients obtaining MR, PR or CR after the first cycle
will receive another for a total of two cycles.
Main
parameters of efficacy Primary: Time to treatment failure
Secondary: Clinical objective response rate, response duration, time
to progression, overall survival, molecular response.
Main parameters of safety Adverse events, laboratory parameters.
Study
procedure Eligible patients will receive one cycle of rituximab
or one
cycle of interferon + rituximab. Further study treatment is
guided by the week 10 clinical assessment. Patients in SD or
PD will be withdrawn from further study treatment. All other
patients will receive another cycle of the same treatment, as
given in the first cycle. The following investigations will be
performed:
At baseline: Physical examination, laboratory tests, ECG,
chest X-ray, CT-thorax, CT-abdomen/pelvis and CT-sinus
(if Waldeyer’s ring is involved), lymph node biopsy and bone marrow aspiration
and biopsy.
During treatment: Laboratory tests and documentation of side
effects.
Restaging: 10 weeks after start of rituximab therapy (first cycle) and
16 weeks after start of the second cycle. Only those investigations will be
repeated that were abnormal at study entry and are being used to determine
response to the induction therapy. Re-biopsy of bone marrow will be performed
for restaging (if initially positive) and at 16 weeks after start of the second
cycle in all patients with CR (for molecular response evaluation).
At follow-up: Patients with CR, PR and MR at the week 16
evaluation should be seen every 3rd month until disease
progression requiring new therapy is noted or for a maximum
of 3 years. At each visit a physical examination, laboratory
tests and documentation of side effects will be performed. In
patients with clinical CR at month 18 in the follow-up period, a molecular response evaluation (peripheral blood test and a bone marrow biopsy) will be
performed annually (i.e. months 18, 30, 42, 54 ) until relapse or for a total
of 5 years.
Randomization procedure Randomization will be performed centrally
at the Southern
Swedish Regional Tumor Registry in Lund.
Statistical
considerations Sample
size calculation:
The primary endpoint of the study, time to treatment failure
(TTF), was used to assess sample size.
Under the assumptions of:
- A median time to TTF in the rituximab single agent arm of
18 months.
- A median time to TTF in the rituximab+interferon arm of 27
months.
- A recruitment period of > 4 years.
- A follow-up period of 3 years.
Then 313 patients should be sufficient to demonstrate, with
85 % power, a statistically significant difference between the
two treatment arms applying the log-rank test at the level of
5 %. This calculation has been performed using a 20 %
exponential drop out rate, and assumes that 219 events will
have occurred.
Interim
analysis
One interim analysis will be performed after 66 (30%) of the 219 events have
occurred. (Performed as planned the 26th of May 2006, by the DSMB.)
Duration of the Study The study duration consists in cycle I (10 weeks), cycle II (16 weeks) as well as an untreated follow-up to 3 years (MR, PR) or 5 years (CR).
Treatment flow-chart ML16865, May 2002
TABLE OF CONTENT PAGE
1. BACKGROUND 9
1.1. Disease Background 9
1.2. Drug Background 9
1.2.1. Interferon-a2a 9
1.2.2. Rituximab 10
1.2.3. Interferon-a2a combined with rituximab 12
1.3. Rationale for Performing the Study 13
2. STUDY OBJECTIVES 13
2.1. Primary Objective 13
2.2. Secondary objectives 14
3. STUDY DURATION AND STUDY EARLY TERMINATION 14
4. NUMBER OF CENTERS 14
5. SELECTION CRITERIA 14
5.1. Total Number of Patients 14
5.2. Inclusion Criteria 15
5.3. Exclusion Criteria 16
6. DISEASE EVALUATION (EFFICACY CRITERIA) 17
6.1. Schedule of Investigations 17
6.2. Molecular Biology Investigations 19
6.3. Definition of Efficacy Criteria 20
6.3.1. Response 20
6.3.2. Response Duration 21
6.3.3. Time to Treatment Failure (TTF) 21
6.3.4. Time to Progression (TTP) 21
6.3.5. Overall survival 22
7. STUDY DESIGN 22
7.1. Design 22
7.2. Randomization Procedure and Assignment to Treatment Group 22
8. STUDY MEDICATION 23
8.1. Drug Names, Formulation, Storage 23
8.2. Packaging and Labeling 23
8.3. Study Treatment 25
8.3.1. Rationale for Dose Selection 25
8.3.2. Dosage Regimen & Dose Adjustment 25
8.3.2.1. Dose Regimen 25
8.3.2.2. Rituximab - Dose modification 26
8.3.2.3. Interferon-a2a -Dose modification 26
8.3.3. Route of Administration 26
8.3.3.1. Rituximab (MabtheraÒ) - IV (Intravenous) infusion 26
8.3.3.2. Interferon-a2a (Roferon-AÒ) - SC (subcutaneous) injection 28
8.3.4. Treatment Duration 28
8.3.5. Anticipated Study Drug Toxicities 28
8.3.5.1. Rituximab 28
8.3.5.2. Interferon-a2a 30
8.4. Dispensing and Accountability of Study Medication Supplies 32
8.5. Assessment of Compliance 32
8.6. Concomitant Treatment 32
9. PREMATURE WITHDRAWAL 33
10. WARNINGS AND PRECAUTIONS 33
10.1 Rituximab dispensing information 33
10.2 Storage Information 34
11. SAFETY PARAMETERS 34
11.1. Definition of Toxicity Criteria 34
12. SERIOUS ADVERSE EVENTS 34
13. STATISTICAL CONSIDERATIONS 36
13.1. Sample Size Calculation 36
13.2. Analysis Plan 37
13.2.1. Intent-to-treat Analysis - Assessment of Efficacy 38
13.2.2. Per Protocol Analysis - Assessment of Efficacy 38
13.2.3. Per Protocol Analysis - Assessment of Safety 38
14. Ethics / Quality control 38
15. rules for use of study data / publication 38
16. SIGNATURE 40
17. REFERENCES 41
18. APPENDICES 44
Indolent lymphomas are incurable diseases with an
overall median survival of 6-9 years from time of diagnosis (Horning 1994, Johnson
PW et al 1995). Patients with advanced disease (stage III-IV) are usually
not treated until symptoms appear (wait and watch-policy). Initial treatment
often consists of an alkylating agent, such as chlorambucil alone or in
combination with prednisone with a response rate of 50-60 % (Gallagher et al
1986) and a median response duration of 12-24 months (Rohatiner 1995 ).
In a Swedish randomized trial, combination chemotherapy (CHOP) showed better
response quality than chlorambucil/prednisone, but without prolonged survival (Kimby
et al 1994).
With a nucleoside analogue such as fludarabine or CdA, higher response rates
have been reported . When used as primary therapy, complete response (CR) rates
of 30-40 %, and median times to disease progression of 20-24 months have been
observed (Redman et al, 1992 Solal-Celigny et al 1996). However, due to
concerns over long term immunosuppression and bone marrow toxicity, nucleoside
analogues are mostly used as second line therapy.
Cyclophosphamide (included in the COP regimen) or for some patients with high
tumor burden in the CHOP or CHOP-like regimens is used both initially and at
relapse. The effect of the purine analogs in comparison to other chemotherapy
regimens and in combination with other cytostatic drugs is currently under
investigation (McLaughlin et al 1996, Zinzani et al 1997, Klasa et al 1999).
With a combination of fludarabine, mitoxantrone and a corticosteroid, objective
response has been observed in 70-90 % of patients with recurrent indolent lymphomas
and the CR rate has been 35-45 % (McLaughlin et al 1996, Zinzani et al 1997).
The impact on survival, however, is uncertain. High-dose chemotherapy with
autologous transplantation is sometimes used at relapse in young patients and
if evidence of transformation to an aggressive histology.
Resistance to chemotherapy increases over time with lower response rates and
duration of response. The median survival after first relapse is mostly only
4-5 years (Johnson PW et al). In one series median durations of the
first 3 remissions were between 1-2 years but only about 6 months in the fourth
remission (Gallagher et al 1986). Only 20 % of the patients had a first
remission lasting more than 5 years.
Interferon-a2a (IFN) is a pleiotropic
cytokine with antiproliferativ, antiviral and
immunomodulatory effects and has been used for treatment of different tumors.
In
patients with relapsed low-grade follicular lymphoma response rates of 30-50 %
to
IFN has been reported (Foon et
al 1984, Rohatiner et al 1991). In primary disease, responses to single agent IFN were
seen in 70 % of the patients in a randomized trial (Brice et al 1997).
In several studies IFN, given either in combination with chemotherapy (Arranz et al 1998, Solal-Celigny et al 1998) or as maintenance after chemotherapy (Hiddemann et al 1998), has been shown to increase response rate and progression-free survival. Also overall survival has been extended in patients with follicular lymphoma.
Most lymphoma cells of B-cell type express the CD20
antigen (Jaffe et al 2001).
Rituximab (Mabtheraâ) is
a chimeric monoclonal antibody (anti-CD20) approved
1998 for treatment of relapsing follicular lymphoma.
Because of its mouse Fab/human Fc chimeric
construction, rituximab binds to human CD20 with high affinity, and the
antibody is able to bind to C1q human complement through its Fc receptor and
thus might mediates both complement directed (CDC) and antibody directed cell
mediated (ADCC) cytotoxicity
(Reff et al 1994, Janakiraman et al 1998,).
Another approach to augment
the activity of rituximab is to combine it with IFN.
A small single arm multicentre phase
II trial (Davis et al 2000) performed in the USA
combined rituximab (four infusions in conventional doses) with IFN-a2a ( in a dose
of 2.5-5 MIU) three times a week during 4 weeks before,
concomitant with and 4
weeks after rituximab treatment, when rituximab still should be circulating in
the
serum). The objective response rate in 38 relapsed or refractory low-grade
lymphoma
patients was 45 % and the estimated median time to progression was 25.2 months
in
responding patients. The trial indicated that the combination was feasible and
safe
and that the time to treatment failure might be prolonged.
An Italian group also determined the clinical activity and safety of rituximab+IFN in
64 patients with relapsed low-grade or follicular B-cell lymphoma (Sacchi et al 2001). Four infusions of rituximab (each infusion 375 mg/m2)
was given after priming and simultaneous treatment with IFN-a2a (5 MIU
three times a week). The objective response rate was 70 % with 33 % CR. Median
duration of response was 19 months, after a median follow-up of 22 months. An
univariate analysis revealed none of the most common prognostic factors to
predict for response to therapy. After treatment10 patients became bcl-2
negative in the bone marrow, but no correlation between molecular and clinical
response was found. Fifty-three patients (83 %) had drug related adverse events
or adverse events of unknown origin. Twenty-three patients required reduction
in the dose and/or short discontinuation of the IFN treatment, either during
priming or subsequent treatment due to side effects. The most frequent
toxicities were fever, hypotension, neutropenia and thrombocytopenia. Only few
(2 %) of the toxic events were grade 4. This report shows that combination
immunotherapy with rituximab+IFN is active and relatively well tolerated.
The Nordic Lymphoma Study Group performed a clinical trial evaluating the
efficacy of concomitant administration of rituximab (Mabthera®) and
interferon-a2a (Roferon-A®) with the hope to
improve the response rate in patients who had a suboptimal response to initial
rituximab monotherapy (Kimby et al 2000). A total of 127 patients with
previously untreated or first relapse indolent lymphoma were recruited from
9/98 to 11/99 of which 126 were treated with four infusions of Mabthera®
monotherapy. All patients had symptomatic advanced stage, CD20+ low-grade
lymphoma. After a first cycle of rituximab (Mabthera®), 375 mg/m2
weekly x 4
(IV infusion), response was assessed at weeks 9 and 14.
Patients in CR at week 14 received no further treatment and those with SD or PD
went off study. Patients with PR or minor response (MR) were randomized to a
second cycle of rituximab, 375 mg/m2/weekly during weeks 1-4, or IFN
(Roferon-A®) 3 MIU/day
SC (week 1), 4.5 MIU/day (weeks 2-5) + rituximab (weeks 3-6). At the week 14
evaluation (after the first cycle) the following responses were noted: 14 CR
(11 %), 56 PR (45 %) and 13 MR (10 %). After a second cycle the objective
response rate in the rituximab single agent group was 78 % (28/36 patients) and
94 % (31/33 patients) in the rituximab+IFN group (p=0,087). The CR rate was
higher in the rituximab+IFN group: 16 patients (48 %) vs. 8 patients (22 %) in
the rituximab single agent group (p=0.05).
Toxicity was mild and mostly related to the first infusion in both cycles.
Reversible
thrombocytopenia and leucopenia (WHO grade 3) were seen in 1 and 6 patients, in
the single agent rituximab group and the rituximab+IFN group respectively. At a
median follow-up of 29 months (12/2001), 10/14 patients who were in CR after
one
rituximab cycle were still in remission as were 59 % of patients who received a
second cycle of rituximab and 71 % of patients who received rituximab+IFN. The
median time to treatment failure (calculated from the date of randomization)
was 28
months in the rituximab group. The failure-free rate at the same time point in
the
combined group was 70 %.
The conclusion from this
study was that two cycles of rituximab is an efficient and
well tolerated treatment for patients with symptomatic low-grade, previously
untreated lymphoma or lymphoma in first relapse. By combining rituximab with
IFN
the objective response rate seemed to be augmented with a prolonged
failure-free
survival.
The rationale for the present study is to investigate,
in a prospective randomized trial
whether or not rituximab combined with interferon-a2a will increase time to
treatment failure when compared to rituximab single agent treatment. In the
majority of patients with advanced disease the lymphoma will relapse after
conventional
chemotherapy, and both the response rate and the relapse-free survival is
steadily
decreasing after subsequent salvage treatments.
Eventually the disease will become resistant to chemotherapy. In addition, a
transformation to aggressive lymphoma occurs with increasing frequency over
time.
For this reason, new treatment modalities resulting in increased
progression-free and
overall survival are urgently required. Postponing the need for chemotherapy by
using low-toxic, biological treatments such as rituximab and rituximab+IFN
upfront,
might be of great value.
To investigate the time to treatment
failure (TTF). A definition of TTF is given in
section 6.3.3.
To investigate:
· Clinical response rate
· Molecular response rate
· Time to progression
· Response duration
· Overall survival
All patients will receive the first cycle. Patients who obtain CR,
PR or MR, at the
first evaluation time point (e.g. 10 weeks after start of rituximab treatment)
will
receive a second cycle of the same treatment, for a maximum of two cycles. The
second cycle should be started within two weeks from the date of first
evaluation.
Patients with SD or PD at the week 10 evaluation, will be taken off further
study
drugs and will be treated according to institutional praxis. Patients who
receive the
second cycle will have another clinical assessment 16 weeks from start of
rituximab in the second cycle.
Follow-up investigations will be done every 3rd month
until PD requiring new
therapy is noted, or for a maximum of 3 years. Patients in clinical CR after 2
years
will be followed-up annually for molecular response for a total of 5 years.
Criteria for discontinuation of study treatments
In absence of unacceptable toxicity or other cause for
discontinuation (see below),
patients will receive study treatment as outlined in section 8.3.2.1. of this
protocol.
The following events are deemed sufficient cause to terminate study treatment.
· Severe (grade 4) subjective toxicity
· Events demanding medical intervention not allowed in this protocol
· The patients own whish to terminate study treatment
·
If the responsible
physician thinks a change of therapy would be in the best
interest of the patient.
The study will be open to patients at 25-30 participating medical centers in Sweden, Norway and Denmark (Appendix 1).
A total of 313 patients will be randomized (section 13.1.).
1. An established diagnosis of CD20+ low-grade (indolent) lymphoma according to the WHO criteria (Appendix 2) of follicular (grade 1-3a) and marginal zone type. Also small lymphocytic lymphoma (SLL) without a B-CLL phenotype will be included as well indolent lymphoma not otherwise specified.
2. CD20+ tumor cells as determined by either lymph node and/or bone marrow immunohistochemistry and flow cytometry.
3. Stage II (with bulky disease), III or IV lymphoma according to the Ann Arbor staging system (Appendix 3).
4.
Patients with no
previous chemotherapy or patients with a maximum of 6 months
chlorambucil or cyclophosphamide treatment can be enrolled. Treated patients
should have attained a CR or PR with a response duration > 9 months.
5. Baseline staging requirements (Appendix 4) within 28 days of study entry.
6. Adequate organ function defined as:
· Creatinine < 2.5 x
UNL (upper normal limit)
· Total
bilirubin < 2.5 x UNL
· Alkaline
phosphatase < 2.5 x UNL
· SGOT
< 2.5 x UNL
7. Age greater than 18 years old, with a life expectancy of 6 months or greater.
8. WHO Performance status of 0-2 (Appendix 5).
9. Patient information and written informed consent according to
the rules of the
respective country.
10. Indication for treatment (at least one of these indications must be fullfilled):
·
Symptomatic enlarged lymph nodes, spleen or
other lymphoma
manifestations.
· Steady, clinically significant progression over at least 6 months of lymphadenopathy or splenomegaly..
·
Anemia (Hb < 100 g/L) or thrombocytopenia (platelets < 100 x 109/L),
or
clinically significant progressive decrease in Hb or platelet count due to
lymphoma.
· General symptoms as weight loss > 10 % in 6 months, night sweats or fever > 380 C not due to infection.
1.
Prior treatment with more than 6 months systemic
single agent alkylator
chemotherapy.
2. Chlorambucil/cyclophosphamide or radiation therapy within 9 months of study entry.
3. Prior treatment with rituximab or interferon.
4.
B-CLL, mantle cell lymphoma and
lymphoplasmacytic lymphoma
(Waldenström’s disease).
5. Indolent lymphoma transformed into aggressive lymphoma.
6. Indolent lymphoma with bulky tumor requiring urgent therapy.
7. Severe cardiac (i.e. severe heart failure requiring symptomatic treatment), pulmonary, neurologic, psychiatric or metabolic disease.
8. Pregnant women.
9. Men and women of reproductive potential not agreeing to use a safe method of birth control during treatment and for six months after completion of treatment (p-pills or intrauterine device are considered as safe methods).
10. Prior malignancies except: non-melanoma skin tumors, stage 0 (in situ) cervical carcinoma or curative surgical therapy performed more than 5 years ago.
11. Known HIV positivity.
12. Uncontrolled infectious disease.
13. CNS lymphoma.
14. Uncontrolled asthma or allergy, requiring steroid treatment.
15. Serious co-morbid disease or patient who cannot provide informed written consent .
16. Known allergic reactions against foreign proteins.
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Prior to |
Weekly during treatment |
Evaluation time points |
Follow-up investigations3) |
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Informed consent |
x |
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History |
x |
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Physical examination4) |
x |
x |
x |
x |
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Tumor examinations5) |
x |
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x |
x |
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Pathology and cytology examinations6) |
x |
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x |
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Hematology7) |
x |
x |
x |
x |
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Blood chemistry8) |
x |
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x |
x |
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b2 microglobulin |
x |
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x |
x |
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S-electrophoresis |
x |
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x |
x |
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Serology9) |
x |
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Urine analysis10) |
x |
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Pregnancy test |
x |
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Serum sample for storage11) |
x |
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x |
x |